regions bank chief compliance officer

Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Jeremy King | Anthony Restel President, Regional Banking . Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Logan M. Pichel He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. ET . She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Chief Enterprise Operations and Technology Officer. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. In 2006, he led the HR integration during the Regions/AmSouth merger. Head of Consumer Banking Group. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Deputy Chief Risk Officer and Chief Credit Officer. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Treasurer. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. By Jeremy King | February 9, 2021. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. His primary focus was financial institutions. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Gartner Terms of Use 2023 Regions Bank. By clicking the "Access Your Download" button, you are agreeing to the A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Senior Executive Vice President Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Advisory Services are offered through Cetera Investment Advisers LLC. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. December 09, 2020, 1:13 p.m. EST 1 Min Read. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Jeremy D. King Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Cheatham graduated from Auburn University with a bachelors degree in accounting. Ronald G. Smith Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). First Horizon Bank. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. He is a member of the banks Executive Leadership Team. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Regions Investment Solutions is a marketing name of Cetera Investment Services. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Corporate Banking Division Head. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Head - Financial Risk. Fill out the form to connect with a representative and learn more. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Ritter is a member of Regions Executive Leadership Team. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Andy Hernandez is Chief Digital Officer for Regions. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Design a human-centric compliance culture. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Senior Executive Vice President The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Head of Wealth Management Group. The LifeGreen color is a trademark of Regions Bank. Head of Corporate Real Estate and Procurement. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. David R. Keenan Senior Executive Vice President Additional information about Regions and its full line of products and services can be found at www.regions.com. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. President, Regions Foundation. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Keenan earned a bachelors degree in Political Science from Furman University. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. This press release features multimedia. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. C. Ward Cheatham Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. He is also a member of the Southeastern Council of Foundations. Barb Godin He was also head of Commercial Middle Market and Treasury Management Sales. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Nix to oversee corporate governance framework supporting Regions services for customers and communities. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. C. Keith Herron The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Senior Executive Vice President Prior to that role he was Head of Strategic and Corporate planning. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Fournier J. Regions provides links to other websites merely and strictly for your convenience. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Core Product Marketing. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Head of Consumer Banking Group. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Privacy Policy. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. He was named president in December 2017. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. John Turner is president and chief executive officer of Regions Financial Corporation. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Executive Vice President Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. He joined Assurant as senior vice president of Information Technology. Additional information about Regions and its full line of products and services can be found at www.regions.com. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Sorry, No data match for your criteria. Bill Ritter serves as Head of the Wealth Management group. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. By From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Executive Vice President She leads the companys Legal, Government Affairs, and Corporate Governance departments. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Chief Financial Officer. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Regions Bank is an Equal Housing Lender and Member FDIC. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Paul, Seattle, and Portland. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Danella earned a bachelors degree in Economics and English from Vanderbilt. By clicking the "Submit" button, you are agreeing to the Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Regions Bank is an Equal Housing Lender and Member FDIC. Nolan joined Regions in 1989. He leads the companys executive leadership team. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Executive Vice President Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Bank compliance officers evaluate policies/procedures and ensure they . Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Questions about becoming a Gartner client? Nix commits much of his time to community engagement and professional organizations. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. You should consult privacy disclosures at the linked website for further information. Mehlman received her bachelors degree from Cornell University. He began his career in information systems with McDonnell-Douglas. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Senior Executive Vice President He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Nix will report to Tara Plimpton, chief legal officer for the bank.

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regions bank chief compliance officer